|
Disclosure
Warwick Partners (hereinafter "WARWICK") is not rendering or offering to render personalized investment or other advice through this medium. This website is limited to the dissemination of general or descriptive information related to the service offerings of WARWICK. Such services can only be rendered for compensation after all of the following conditions, among others possible, are met: (a) WARWICK is registered, or excluded or exempted from registration, as an investment advisor in the applicable state or other jurisdiction(s); (b) a legally compliant disclosure "brochure" is delivered by WARWICK to the client; (c) an investment advisory agreement, specifying the client’s investment goals and objectives among many other things, is executed and delivered between WARWICK and the client; (d) one or more accounts are established by the client with an applicable custodian firm over which WARWICK has a limited power of attorney to manage such account(s) and (e) payment is made for such services WARWICK may only transact business in your state if it is first registered, excluded or exempted from state registration requirement as the case may be. Follow-up or individualized responses to you by WARWICK that involve either affecting or attempting to affect the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with applicable state, federal or local investment advisor registration and/or other legal requirements, or an applicable exemption or exclusion. WARWICK will attempt to ascertain the jurisdiction of the source of each inquiry before responding to the inquiry. Nothing contained herein should be construed as relieving WARWICK of relevant registration or other requirements in any particular jurisdiction. The information in this website is based on data gathered from what WARWICK believes are reliable sources. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as a primary basis for investment decisions. It should not be construed as advice meeting the particular investment needs of any investor.
Important Notice Regarding Client Privacy
Maintaining the trust and confidence of our clients is high priority and we take your personal privacy seriously. We have physical, electronic and organizational safeguards in place to protect client information. We continually review our policies and practices, monitor our computer network and test the strength of our security in order to help us ensure the safety of client information.
Information we collect
We collect and use information in connection with providing investment products, financial advice, and other services. We obtain nonpublic personal information about you including:
• Information we receive from you on account applications
• Information about your transactions with us or others, including clearing brokers, mutual fund companies and trust companies
Information we disclose
We will not disclose information regarding you or your account(s) except under the following circumstances:
• To establish or maintain an account with an unaffiliated party, such as a clearing broker, mutual fund company or trust company providing services for you
• To government entities or other parties in response to subpoenas or other legal process as required by law
Security Policy
We do not sell client information. Only those individuals who need the information to perform their jobs are authorized to have access to confidential client information. We maintain physical, electronic and procedural security measures that comply with applicable state and federal regulations to safeguard confidential client information.
Closed or inactive account
If you close your account(s) or become an inactive client, we will adhere to the privacy policies and practices as described in this notice.
Changes to this privacy policy
You will be notified if we make any substantial changes to our privacy policies.
If you have any questions concerning this Privacy Policy, please feel free to call our office, 979-260-9777 (800-927-2189) or e-mail dstaab@warwickpartners.net.
|